Bienert | Katzman represents a wide range of clients involved in investment fraud investigations and matters. We assist individual and business clients who have suffered significant financial losses due to investment fraud committed by stockbrokers, financial advisors, or others who owe fiduciary duties. Common types of investment fraud include failure to follow an investor’s instructions, unauthorized trading, misrepresentations about investment opportunities, churning to generate transaction fees, overconcentration in one type of investment or security, making unsuitable investment recommendations, and theft of investor funds.
We also defend clients accused of or under investigation for investment fraud by the government or civil parties. Our familiarity with the relevant financial crime laws helps us guide defendants through all aspects of the investigative and litigation process. We work quickly and efficiently to sift through all details of these complex cases in order to establish the best defenses for our clients.